DAR File No. 38135
This rule was published in the December 1, 2013, issue (Vol. 2013, No. 23) of the Utah State Bulletin.
Health, Health Care Financing, Coverage and Reimbursement Policy
Rule R414-51
Dental, Orthodontia
Notice of Proposed Rule
(Repeal)
DAR File No.: 38135
Filed: 11/13/2013 11:56:42 AM
RULE ANALYSIS
Purpose of the rule or reason for the change:
The purpose of this rule repeal is to streamline and consolidate the scope of dental, orthodontia services for Medicaid recipients. The services that are repealed in this rule are consolidated in the companion filing of Rule R414-49. (DAR NOTE: The proposed amendment to Rule R414-49 is under DAR No. 38133 in this issue, December 1, 2013, of the Bulletin.)
Summary of the rule or change:
This rule is repealed in its entirety.
State statutory or constitutional authorization for this rule:
- Section 26-18-3
- 42 CFR 440.100
- Section 26-1-5
Anticipated cost or savings to:
the state budget:
There is no impact to the state budget because the services that are repealed in this rule are consolidated in the companion filing of Rule R414-49.
local governments:
There is no impact to local governments because they do not fund or provide dental, orthodontia services to Medicaid recipients.
small businesses:
There is no impact to small businesses because the services that are repealed in this rule are consolidated in the companion filing of Rule R414-49.
persons other than small businesses, businesses, or local governmental entities:
There is no impact to Medicaid providers and to Medicaid recipients because the services that are repealed in this rule are consolidated in the companion filing of Rule R414-49.
Compliance costs for affected persons:
There is no impact to a single Medicaid provider or to a Medicaid recipient because the services that are repealed in this rule are consolidated in the companion filing of Rule R414-49.
Comments by the department head on the fiscal impact the rule may have on businesses:
This makes no change in eligibility or benefits so it has no impact on business.
David Patton, PhD, Executive Director
The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at:
HealthHealth Care Financing, Coverage and Reimbursement Policy
CANNON HEALTH BLDG
288 N 1460 W
SALT LAKE CITY, UT 84116-3231
Direct questions regarding this rule to:
- Craig Devashrayee at the above address, by phone at 801-538-6641, by FAX at 801-538-6099, or by Internet E-mail at [email protected]
- Nina Baker at the above address, by phone at 801-538-9127, by FAX at 801-538-6412, or by Internet E-mail at [email protected]
Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on:
12/31/2013
This rule may become effective on:
01/07/2014
Authorized by:
David Patton, Executive Director
RULE TEXT
R414. Health, Health Care Financing, Coverage and Reimbursement Policy.
[R414-51. Dental, Orthodontia.
R414-51-1. Introduction and Authority.
(1) The Medicaid Orthodontia Program provides orthodontia
services for Medicaid eligible children who have a handicapping
malocclusion as a result of birth defects, accident, or abnormal
growth patterns, and for Medicaid eligible pregnant women who
have a handicapping malocclusion as a result of a recent accident
or disease, of such severity that they are unable to masticate,
digest, or benefit from their diet.
(2) Orthodontia services are authorized by 42 CFR
440.100(a), 440.225, 441.56(b)(2), 441.57, October, 1997 ed,
which are adopted and incorporated by reference.
R414-51-2. Definitions.
In addition to the definitions in R414-1, the following
definitions also apply to this rule:
(1) "Adult" means an individual who is 21 years
of age or older.
(2) "Child" means an individual who is under 21
years of age.
(3) "Salzmann's Index" means the
"Handicapping Malocclusion Assessment Record" by J. A.
Salzmann, used for assessment of handicapping malocclusion, as
adopted by the Board of Directors of the American Association of
Orthodontists and the Council on Dental Health of the American
Dental Association. This index provides a universal numerical
measurement of the total malocclusion.
R414-51-3. Client Eligibility Requirements.
Orthodontia services are available only to clients who
are pregnant women or who are individuals eligible under the
Early and Periodic Screening, Diagnosis and Treatment (EPSDT)
Program.
R414-51-4. Program Access Requirements.
(1) Orthodontia services are available to children who
meet the requirements of having a handicapping malocclusion
identified in an Early and Periodic Screening, Diagnosis and
Treatment (EPSDT) exam.
(2) The Department shall determine medical necessity for
orthodontia services based upon:
(a) evaluation of the malocclusion using the
Salzmann's Index from models of the teeth submitted by the
dentist or orthodontist; and
(b) evidence of medical necessity provided by the primary
dentist, orthodontist, or physician.
(3) The primary care physician, or the physician or
dentist who completes the EPSDT screening examination, may
contribute information pertaining to the medical necessity for
services.
(4) Qualified providers include dentists, orthodontists,
and oral and maxillofacial surgeons.
R414-51-5. Service Coverage.
(1) Medicaid considers a Salzmann's Index score of 30
or higher a level of handicapping malocclusion for which
orthodontia is a covered service.
(2) Service coverage includes:
(a) a wax bite and study models of the teeth;
(b) removal of teeth, or other surgical procedures, if
necessary to prepare for an orthodontic appliance;
(c) attachment of an orthodontic appliance;
(d) adjustments of an appliance; and
(e) removal of an appliance.
R414-51-6. Limitations.
Medicaid does not cover orthodontia for:
(1) cosmetic or esthetic reasons;
(2) dental surgical procedures which are cosmetic even
when performed in conjunction with orthodontia;
(2) treatment of any temporo-mandibular joint condition
or dysfunction; or
(3) conditions in which radiographic evidence of bone
loss has been documented.
R414-51-7. Reimbursement.
(1) Fees for services for which the Department will pay
orthodontists are established from the physician's fees for
CPT or CDT codes as described in the State Plan, Attachment
4.19-B.
(2) The Department pays the lower of the amount billed
and the rate on the schedule. A provider shall not charge the
Department a fee that exceeds the provider's usual and
customary charges for the provider's private-pay
patients.
KEY: Medicaid, dental, orthodontia
Date of Enactment or Last Substantive Amendment: August 14,
2013
Notice of Continuation: April 30, 2013
Authorizing, and Implemented or Interpreted Law: 26-1-5;
26-18-3]
Additional Information
More information about a Notice of Proposed Rule is available online.
The Portable Document Format (PDF) version of the Bulletin is the official version. The PDF version of this issue is available at https://rules.utah.gov/publicat/bull-pdf/2013/b20131201.pdf. The HTML edition of the Bulletin is a convenience copy. Any discrepancy between the PDF version and HTML version is resolved in favor of the PDF version.
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For questions regarding the content or application of this rule, please contact Craig Devashrayee at the above address, by phone at 801-538-6641, by FAX at 801-538-6099, or by Internet E-mail at [email protected]; Nina Baker at the above address, by phone at 801-538-9127, by FAX at 801-538-6412, or by Internet E-mail at [email protected].