DAR File No. 40122
This rule was published in the February 1, 2016, issue (Vol. 2016, No. 3) of the Utah State Bulletin.
Environmental Quality, Waste Management and Radiation Control, Waste Management
Rule R315-6
Hazardous Waste Transporter Requirements
Notice of Proposed Rule
(Repeal)
DAR File No.: 40122
Filed: 01/14/2016 02:56:48 PM
RULE ANALYSIS
Purpose of the rule or reason for the change:
The Division is renumbering and changing the format of the hazardous waste rules. The change is to help the reader of the rules by providing all of the rules in one place. The new rules will follow the numbering system used by the US EPA, thus, the current hazardous waste rules must be repealed when the new rules become effective.
Summary of the rule or change:
Rule R315-6 is repealed in its entirety and is replaced by Rule R315-263. (DAR NOTE: The proposed new Rule R315-263 is under DAR No. 40110 in this issue, February 1, 2016, of the Bulletin.)
State statutory or constitutional authorization for this rule:
- Section 19-6-106
- Section 19-6-105
Anticipated cost or savings to:
the state budget:
There will be no cost to the state as the rule is not changed but just renumbered or the changes will be absorbed in the current program.
local governments:
There will be no cost to repeal the rule. All costs for the rule that will replace the repealed rule is covered in the rule analysis form for Rule R315-263.
small businesses:
There will be no cost to repeal the rule. All costs for the rule that will replace the repealed rule is covered in the rule analysis form for Rule R315-263.
persons other than small businesses, businesses, or local governmental entities:
There will be no cost to repeal the rule. All costs for the rule that will replace the repealed rule is covered in the rule analysis form for Rule R315-263.
Compliance costs for affected persons:
There will be no cost to repeal the rule. All costs for the rule that will replace the repealed rule is covered in the rule analysis form for Rule R315-263.
Comments by the department head on the fiscal impact the rule may have on businesses:
There will be no cost to repeal the rule. All costs for the rule that will replace the repealed rule is covered in the rule analysis form for Rule R315-263.
Alan Matheson, Executive Director
The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at:
Environmental QualityWaste Management and Radiation Control, Waste ManagementRoom Second Floor
195 N 1950 W
SALT LAKE CITY, UT 84116-3097
Direct questions regarding this rule to:
- Ralph Bohn at the above address, by phone at 801-536-0212, by FAX at 801-536-0222, or by Internet E-mail at [email protected]
Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on:
03/02/2016
This rule may become effective on:
03/09/2016
Authorized by:
Scott Anderson, Director
RULE TEXT
R315. Environmental Quality, Waste Management and Radiation Control, Waste Management.
[R315-6. Hazardous Waste Transporter Requirements.
R315-6-1. General.
1.10 SCOPE
(a) These hazardous waste transporter requirements
establish standards which apply only to persons transporting
hazardous waste within the State of Utah if the transportation
requires a manifest as specified under R315-5.
(b) These rules do not apply to persons that transport
hazardous waste on-site if they are either a hazardous waste
generator or are owners or operators of an approved hazardous
waste management facility.
(c) A transporter shall also comply with R315-5, if
he:
(1) Transports hazardous waste from abroad into the
State;
(2) Mixes hazardous wastes of different DOT shipping
descriptions by placing them into a single container.
(d) A transporter of hazardous waste subject to the
manifesting requirements of R315-5, or subject to the waste
management standards of R315-16, that is being imported from or
exported to any of the countries listed in 40 CFR 262.58(a)(1),
which R315-5-5 incorporates by reference, for purposes of
recovery is subject to R315-6-1 and to all other relevant
requirements of R315-5-8, which incorporates by reference 40 CFR
262 subpart H, including 40 CFR 262.84 for tracking
documents.
1.11 IDENTIFICATION NUMBER
(a) A transporter shall not transport hazardous wastes
without having received an EPA identification number from the
Director.
(b) A transporter who has not received an EPA
identification number may obtain one by applying to the Director
using EPA form 8700-12. Upon receiving the request, the Director
will assign an EPA identification number to the
transporter.
1.12 TRANSFER FACILITY REQUIREMENTS
A transporter who stores manifested shipments of
hazardous waste in containers meeting the requirements of
R315-5-3.30 at a transfer facility for a period of ten days or
less is not subject to regulation under R315-3, R315-7, R315-8,
and R315-13, which incorporates by reference 40 CFR 268, with
respect to the storage of those wastes.
R315-6-2. Compliance With the Manifest System and
Recordkeeping.
2.20 THE MANIFEST SYSTEM
(a)(1) Manifest Requirement. A transporter may not accept
hazardous waste from a generator unless the transporter is also
provided with a mainfest signed in accordance with the
requirements of R315-5-2.23.
(2) Exports. In the case of exports other than those
subject to R315-5-8, which incorporates by reference 40 CFR 262
subpart H, a transporter may not accept hazardous waste from a
primary exporter or other person if he knows the shipment does
not conform to the EPA Acknowledgment of Consent; and unless, in
addition to a manifest signed by the generator as provided in
R315-6-2.20, the transporter shall also be provided with an EPA
Acknowledgment of Consent which, except for shipments by rail, is
attached to the manifest, or shipping paper for exports by water
(bulk shipment). For exports of hazardous waste subject to the
requirements of R315-5-8, which incorporates by reference 40 CFR
262 subpart H, a transporter may not accept hazardous waste
without a tracking document that includes all information
required by 40 CFR 262.84, which R315-5-8 incorporates by
reference.
(b) Before transporting the hazardous waste, the
transporter shall hand sign and date the manifest acknowledging
acceptance of the hazardous waste from the generator. The
transporter shall return a signed copy to the generator before
leaving the generator's property.
(c) The transporter shall ensure that the manifest
accompanies the hazardous waste. In the case of exports, the
transporter shall ensure that a copy of the EPA Acknowledgment of
Consent also accompanies the hazardous waste.
(d) A transporter who delivers a hazardous waste to
another transporter or to the designated facility shall:
(1) Obtain the date of delivery and the handwritten
signature of that transporter or of the owner or operator of the
designated facility on the manifest; and
(2) Retain one copy of the manifest in accordance with
R315-6-5; and
(3) Give the remaining copies of the manifest to the
accepting transporter or designated facility.
(e) The requirements of R315-6-2.10(c), (d), and (f) do
not apply to water (bulk shipment) transporters if:
(1) The hazardous waste is delivered by water (bulk
shipment) to the designated facility; and
(2) A shipping paper containing all the information
required on the manifest (excluding the EPA identification
numbers, generators certification, and signatures) and, for
exports, an EPA Acknowledgment of Consent accompanies the
hazardous waste; and
(3) The delivering transporter obtains the date of
delivery and handwritten signature of the owner or operator of
the designated facility on either the manifest or the shipping
paper; and
(4) The person delivering the hazardous waste to the
initial water (bulk shipment) transporter obtains the date of
delivery and signature of the water (bulk shipment) transporter
on the manifest and forwards it to the manifested facility;
and
(5) A copy of the shipping paper or manifest is retained
by each water (bulk shipment) transporter in accordance with
R315-6-2.22.
(f) For shipments involving rail transportation, the
requirements of R315-6-2.20(c), (d) and (e) do not apply and the
following requirements do apply:
(1) When accepting hazardous waste from a non-rail
transporter, the initial rail transporter shall:
(i) Sign and date the manifest acknowledging acceptance
of the hazardous waste;
(ii) Return a signed copy of the manifest to the non-rail
transporter;
(iii) Forward at least three copies of the manifest
to:
(A) The next non-rail transporter, if any; or
(B) The designated facility, if the shipment is delivered
to that facility by rail; or
(C) The last rail transporter designated to handle the
waste in the United States.
(iv) Retain one copy of the manifest and rail shipping
paper in accordance with R315-6-2.22.
(2) Rail transporters shall ensure that a shipping paper
containing all the information required on the manifest
(excluding the EPA identification numbers, generator
certification, and signatures) and, for exports, an EPA
Acknowledgment of Consent accompanies the hazardous waste at all
times.
(3) When delivering hazardous waste to the designated
facility, a rail transporter shall:
(i) Obtain the date of delivery and handwritten signature
of the owner or operator of the designated facility on the
manifest or the shipping paper, if the manifest has not been
received by the facility; and
(ii) Retain a copy of the manifest or signed shipping
paper in accordance with R315-6-2.22.
(4) When delivering hazardous waste to a non-rail
transporter a rail transporter shall:
(i) Obtain the date of delivery and the handwritten
signature of the next non-rail transporter on the manifest;
and
(ii) Retain a copy of the manifest in accordance with
R315-6-2.22.
(5) Before accepting hazardous waste from a rail
transporter, a non-rail transporter shall sign and date the
manifest and provide a copy to the rail transporter.
(g) Transporters who transport hazardous waste out of the
United States shall:
(1) Sign and date the manifest in the International
Shipments block to indicate the date that the shipment left the
United States;
(2) Retain one copy as specified in
R315-6-2.22(d);
(3) Return a signed copy of the manifest to the
generator; and
(4) Give a copy of the manifest to a U.S. Customs
official at the point of departure from the United
States.
(h) A transporter transporting hazardous waste from a
generator who generates greater than 100 kilograms of hazardous
waste in a calendar month need not comply with the requirements
of R315-6-2.20 or those of R315-6-2.22 provided that:
(1) The waste is being transported pursuant to a
reclamation agreement as provided for in R315-5-2.20(e);
(2) The transporter records, on a log or shipping paper,
the following information for each shipment:
(i) The name, address, and U.S. EPA Identification Number
of the generator of the waste;
(ii) The quantity of waste accepted;
(iii) All DOT-required shipping information;
(iv) The date the waste is accepted; and
(3) The transporter carries this record when transporting
waste to the reclamation facility; and
(4) The transporter retains these records for a period of
at least three years after termination or expiration of the
agreement.
(i) A transporter shall not transport hazardous waste not
properly labeled or hazardous waste containers which are leaking
or appear to be damaged, since those packages become the
transporter's responsibility during transport.
2.21 COMPLIANCE WITH THE MANIFEST
(a) The transporter shall deliver the entire quantity of
hazardous waste which he has accepted from a generator or a
transporter to:
(1) The designated facility listed on the manifest;
or
(2) The alternate designated facility, if the hazardous
waste cannot be delivered to the designated facility because an
emergency prevents delivery; or
(3) The next designated transporter; or
(4) The place outside the United States designated by the
generator.
(b)(1) If the hazardous waste cannot be delivered in
accordance with R315-6-2.21(a) because of an emergency condition
other than rejection of the waste by the designated facility,
then the transporter shall contact the generator for further
directions and shall revise the manifest according to the
generator's instructions.
(2) If hazardous waste is rejected by the designated
facility while the transporter is on the facility's premises,
then the transporter shall obtain the following:
(i) For a partial load rejection or for regulated
quantities of container residues, a copy of the original manifest
that includes the facility's date and signature, and the
Manifest Tracking Number of the new manifest that will accompany
the shipment, and a description of the partial rejection or
container residue in the discrepancy block of the original
manifest. The transporter shall retain a copy of this manifest in
accordance with R315-6-2.22, and give the remaining copies of the
original manifest to the rejecting designated facility. If the
transporter is forwarding the rejected part of the shipment or a
regulated container residue to an alternate facility or returning
it to the generator, the transporter shall obtain a new manifest
to accompany the shipment, and the new manifest shall include all
of the information required in R315-8-5.4(e)(1) through (6) or
(f)(1) through (6) or R315-7-12.3(e)(1) through (6) or (f)(1)
through (6).
(ii) For a full load rejection that will be taken back by
the transporter, a copy of the original manifest that includes
the rejecting facility's signature and date attesting to the
rejection, the description of the rejection in the discrepancy
block of the manifest, and the name, address, phone number, and
Identification Number for the alternate facility or generator to
whom the shipment shall be delivered. The transporter shall
retain a copy of the manifest in accordance with R315-6-2.22, and
give a copy of the manifest containing this information to the
rejecting designated facility. If the original manifest is not
used, then the transporter shall obtain a new manifest for the
shipment and comply with R315-8-5.4(e)(1) through (6) or
R315-7-12.3(e)(1) through (6).
2.22 RECORDKEEPING
(a) A transporter of hazardous waste shall keep a copy of
the manifest signed by the generator, himself, and the next
designated transporter of the owner or operator of the designated
facility for a period of three years from the date the hazardous
waste was accepted by the initial transporter.
(b) For shipments delivered to the designated facility by
water (bulk shipment), each water (bulk shipment) transporter
shall retain a copy of the shipping paper containing all the
information required in R315-6-2.20(e)(2) for a period of three
years from the date the hazardous waste was accepted by the
initial transporter.
(c) For shipments of hazardous waste by rail within the
United States:
(1) The initial rail transporter shall keep a copy of the
manifest and shipping paper with all the information required in
R315-6-2.20(f)(2) for a period of three years from the date the
hazardous waste was accepted by the initial transporter;
and
(2) The final rail transporter shall keep a copy of the
signed manifest (or the shipping paper if signed by the
designated facility in lieu of the manifest) for a period of
three years from the date the hazardous waste was accepted by the
initial transporter.
(d) A transporter who transports hazardous waste out of
the United States shall keep a copy of the manifest indicating
that the hazardous waste left the United States for a period of
three years from the date the hazardous waste was accepted by the
initial transporter.
(e) The periods of retention referred to in this section
are extended automatically during the course of any unresolved
enforcement action regarding the regulated activity or as
requested by the Director.
R315-6-10. Emergency Controls.
Transporters shall comply with R315-9 in the event of a
discharge of hazardous waste.
R315-6-11. Compliance with Department of Transportation
Regulations.
Transporters of hazardous waste shall comply with the
following pertinent regulations of the U.S. Department of
Transportation governing the transportation of hazardous
materials for both interstate and intrastate shipments:
(a) 49 CFR 171, General Information Regulations and
Definitions;
(b) 49 CFR 172, Hazardous Materials Table and Hazardous
Material Communications Regulations;
(c) 49 CFR 173, Shippers - General Requirements for
Shipments and Packaging;
(d) 49 CFR 174, Carriage by Rail;
(e) 49 CFR 175, Carriage by Aircraft;
(f) 49 CFR 176, Carriage by Vessel;
(g) 49 CFR 177, Carriage by Public Highway;
(h) 49 CFR 178, Shipping Container Specification;
and
(i) 49 CFR 179, Specifications for Tank Cars.
KEY: hazardous waste
Date of Enactment or Last Substantive Amendment: April 25,
2013
Notice of Continuation: July 13, 2011
Authorizing, and Implemented or Interpreted Law: 19-6-105;
19-6-106
]
Additional Information
More information about a Notice of Proposed Rule is available online.
The Portable Document Format (PDF) version of the Bulletin is the official version. The PDF version of this issue is available at https://rules.utah.gov/publicat/bull-pdf/2016/b20160201.pdf. The HTML edition of the Bulletin is a convenience copy. Any discrepancy between the PDF version and HTML version is resolved in favor of the PDF version.
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For questions regarding the content or application of this rule, please contact Ralph Bohn at the above address, by phone at 801-536-0212, by FAX at 801-536-0222, or by Internet E-mail at [email protected]. For questions about the rulemaking process, please contact the Division of Administrative Rules.