DAR File No. 41890

This notice was published in the August 1, 2017, issue (Vol. 2017, No. 15) of the Utah State Bulletin.


Commerce, Securities

Rule R164-25

Record of Registration

Five-Year Notice of Review and Statement of Continuation

DAR File No.: 41890
Filed: 07/03/2017 08:39:57 AM

NOTICE OF REVIEW AND STATEMENT OF CONTINUATION

Concise explanation of the particular statutory provisions under which the rule is enacted and how these provisions authorize or require the rule:

This rule is authorized by Subsections 61-1-24(1)(a) and 61-1-25(5) of the Utah Uniform Securities Act. Subsection 61-1-24(1)(a) authorizes the Division to make, amend, or rescind a rule when necessary to carry out the chapter. Subsection 61-1-25(5) authorizes the Division to issue an interpretive opinion of the Act when requested by an interested person.

Summary of written comments received during and since the last five-year review of the rule from interested persons supporting or opposing the rule:

No comments have been received.

Reasoned justification for continuation of the rule, including reasons why the agency disagrees with comments in opposition to the rule, if any:

This rule assists licensees and the public in interpreting the Act by providing guidelines and procedures for requesting interpretive opinions and no-action letters from the Division. Therefore, this rule should be continued.

The full text of this rule may be inspected, during regular business hours, at the Office of Administrative Rules, or at:

Commerce
Securities
HEBER M WELLS BLDG
160 E 300 S
SALT LAKE CITY, UT 84111-2316

Direct questions regarding this rule to:

  • Charles Lyons at the above address, by phone at 801-530-6940, by FAX at 801-530-6980, or by Internet E-mail at [email protected]
  • Keith Woodwell at the above address, by phone at 801-530-6606, by FAX at 801-530-6980, or by Internet E-mail at [email protected]

Effective:

07/03/2017

Authorized by:

Keith Woodwell, Director


Additional Information

More information about a Five-Year Notice of Review and Statement of Continuation is available online.

The Portable Document Format (PDF) version of the Bulletin is the official version. The PDF version of this issue is available at https://rules.utah.gov/publicat/bull_pdf/2017/b20170801.pdf. The HTML edition of the Bulletin is a convenience copy. Any discrepancy between the PDF version and HTML version is resolved in favor of the PDF version.

For questions regarding the content or application of this rule, please contact Charles Lyons at the above address, by phone at 801-530-6940, by FAX at 801-530-6980, or by Internet E-mail at [email protected]; Keith Woodwell at the above address, by phone at 801-530-6606, by FAX at 801-530-6980, or by Internet E-mail at [email protected].  For questions about the rulemaking process, please contact the Office of Administrative Rules.