DAR File No. 44020
This rule was published in the September 15, 2019, issue (Vol. 2019, No. 18) of the Utah State Bulletin.
Environmental Quality, Drinking Water
Rule R309-400
Water System Rating Criteria
Notice of Proposed Rule
(Repeal and Reenact)
DAR File No.: 44020
Filed: 08/28/2019 11:27:43 AM
RULE ANALYSIS
Purpose of the rule or reason for the change:
The reason for these rule changes is to emphasize the importance of significant deficiencies, align better with federal regulations, clarify director discretion to escalate risks to public health, and ensure that risk to public health is the driving force behind this rule.
Summary of the rule or change:
These rule changes standardize all violation and deficiency points by threat to public health, clarify this rule with the Improvement Priority System tables for violations and deficiencies, and reclassify deficiency types to align with federal regulations, enforcement, and threat to public health.
Statutory or constitutional authorization for this rule:
- Section 19-4-104
This rule or change incorporates by reference the following material:
- Adds Improvement Priority System Program, published by Division of Drinking Water, 08/27/2019
Anticipated cost or savings to:
the state budget:
Aggregate costs for state budget are not expected to change because no additional requirements are being added to this rule.
local governments:
Aggregate costs for local governments are not expected to change because no additional requirements are being added to this rule.
small businesses:
Aggregate costs for small businesses are not expected to change because no additional requirements are being added to this rule.
persons other than small businesses, businesses, or local governmental entities:
Aggregate costs for persons other than small businesses, businesses, or local government entities are not expected to change because no additional requirements are being added to this rule.
Compliance costs for affected persons:
Compliance costs for affected persons, water systems, are not expected to change because no additional requirements are being added to this rule.
Comments by the department head on the fiscal impact the rule may have on businesses:
This rule change is not expected to have any fiscal impact on businesses. This rule enforces drinking water regulations and does not add any additional requirements.
L. Scott Baird, Interim Executive Director
The full text of this rule may be inspected, during regular business hours, at the Office of Administrative Rules, or at:
Environmental QualityDrinking WaterRoom Third Floor
195 N 1950 W
SALT LAKE CITY, UT 84116-3085
Direct questions regarding this rule to:
- Jennifer Yee at the above address, by phone at 801-536-4216, by FAX at 801-536-4211, or by Internet E-mail at [email protected]
- Rachael Cassady at the above address, by phone at 801-536-4467, by FAX at 801-536-4211, or by Internet E-mail at [email protected]
Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on:
10/15/2019
This rule may become effective on:
01/01/2020
Authorized by:
Scott Baird, Interim Executive Director
RULE TEXT
Appendix 1: Regulatory Impact Summary Table*
Fiscal Costs |
FY 2020 |
FY 2021 |
FY 2022 |
State Government |
$0 |
$0 |
$0 |
Local Government |
$0 |
$0 |
$0 |
Small Businesses |
$0 |
$0 |
$0 |
Non-Small Businesses |
$0 |
$0 |
$0 |
Other Person |
$0 |
$0 |
$0 |
Total Fiscal Costs: |
$0 |
$0 |
$0 |
|
|
|
|
Fiscal Benefits |
|
|
|
State Government |
$0 |
$0 |
$0 |
Local Government |
$0 |
$0 |
$0 |
Small Businesses |
$0 |
$0 |
$0 |
Non-Small Businesses |
$0 |
$0 |
$0 |
Other Persons |
$0 |
$0 |
$0 |
Total Fiscal Benefits: |
$0 |
$0 |
$0 |
|
|
|
|
Net Fiscal Benefits: |
$0 |
$0 |
$0 |
*This table only includes fiscal impacts that could be measured. If there are inestimable fiscal impacts, they will not be included in this table. Inestimable impacts for State Government, Local Government, Small Businesses and Other Persons are described in the narrative. Inestimable impacts for Non - Small Businesses are described in Appendix 2.
Appendix 2: Regulatory Impact to Non - Small Businesses
This rule change is not expected to have any fiscal impact on non-small businesses' revenues or expenditures because this rule enforces drinking water regulations, it does not add any additional requirements to this rule.
The head of the Department of Environmental Quality, Alan Matheson, has reviewed and approved this fiscal analysis.
R309. Environmental Quality, Drinking Water.
[R309-400. Water System Rating Criteria.
R309-400-1. Authority.
Under authority of Utah Code Annotated, Section 19-4-104,
the Drinking Water Board adopts this rule in order to evaluate a
public water system's standard of operation and service
delivered in compliance with R309-100 through R309-705
hereinafter referred to as Rules.
R309-400-2. Extent of Coverage.
This rule shall apply to all public water systems as
defined in R309-100.
R309-400-3. Definitions.
Definitions for certain terms used in this rule are given
in R309-110 but may be further clarified herein.
Corrective Action Plan - an agreement between the
Division of Drinking Water and a public drinking water system
establishing conditions and timelines for addressing significant
deficiencies or E. coli contamination of a drinking water
source.
Treatment Technique - A required process intended to
reduce the level of a contaminant in drinking water.
Treatment Technique Violation - failure to correct
significant deficiencies, address E. coil positive source
contamination or adhere to specific terms of a Corrective Action
Plan.
R309-400-4. Water System Ratings.
(1) The Director shall assign a rating to each public
water system in order to provide a concise indication of its
condition and performance. This rating shall be assigned based on
the evaluation of the operation and performance of the water
system in accordance with the requirements of the Rules. Points
shall be assessed to water systems for each violation of these
requirements (R309-100 through R309-705) as the requirements
apply to each individual water system. The number of points that
shall be assessed is outlined in the following sections of this
rule. The number of points represents the threat to the quality
of the water and thereby public health.
(2) Points are assessed in the following categories:
Quality, Monitoring and Public Notification; Physical
Deficiencies; Operator Certification; Cross Connection Control;
Drinking Water Source Protection; Administrative Issues; and,
Reporting and Record Maintenance.
(3) Based upon the accumulation of points, the public
water system shall be assigned one of the following
ratings:
(a) Approved - In order to qualify for an Approved
rating, the public water system must maintain a point total less
than the following:
(i) Community water system - 150 points;
(ii) Non-Transient Non-Community water system - 120
points; and
(iii) Non-Community water system - 100 points.
(b) Not Approved - In order for a public water system to
receive a Not Approved rating the accumulation of points for the
water system must exceed the totals listed above.
(c) Corrective Action - In order to qualify for a
Corrective Action rating the public water system must submit the
following:
(i) A written agreement to the Director stating a
willingness to comply with the requirements set forth in the
Rules; and,
(ii) A compliance schedule and time table agreed upon by
the Director outlining the necessary construction or changes to
correct any physical deficiencies or monitoring failures;
and,
(iii) Proof of the financial ability of the water system
or that the financial arrangements are in place to correct the
water system deficiencies.
(iv) The Corrective Action rating shall continue until
the total project is completed or until a suitable construction
inspection or sanitary survey is conducted to determine the
effectiveness of the improvements or the accumulation of points
drops below the threshold for a not approved rating whichever is
later.
(4) The water system point accumulation shall be adjusted
on a quarterly basis or as current information is available to
the Director. The appropriate water system rating shall then be
adjusted to reflect the current point total.
(5) The Director may at any time rate a water system Not
Approved, if an immediate threat to public health exists. This
rating shall remain in place until such time as the threat is
alleviated and the cause is corrected.
(6) Any water system may appeal its assigned rating or
assessed points as provided in R305-7.
R309-400-5. Quality, Monitoring and Public Notification
Violations.
(1) Total Coliform Rule: All points assessed to public
water systems via this subsection are based on violations of the
quality standards in R309-200-5(6); or the monitoring
requirements in R309-210-5; and the associated public
notification requirements in R309-220. The bacteriological points
assessed shall be updated on a monthly basis with the total
number of points reflecting the most recent twelve month period
or the most recent 4 quarters for those water systems that
collect bacteriological samples quarterly, unless otherwise
noted.
(a) For each major bacteriological routine monitoring
violation, 35 points shall be assessed. For each failure to
perform the associated public notification 5 points shall be
assessed.
(b) For each minor bacteriological routine monitoring
violation, 10 points shall be assessed. For each failure to
perform the associated public notification 2 points shall be
assessed.
(c) For each major bacteriological repeat monitoring
violation, 40 points shall be assessed. For each failure to
perform the associated public notification 5 points shall be
assessed.
(d) For each minor bacteriological repeat monitoring
violation, 10 points shall be assessed. For each failure to
perform the associated public notification 2 points shall be
assessed.
(e) For each additional monitoring violation
(R309-210-5(2)(e)), 10 points shall be assessed. For each failure
to perform the associated public notification 2 points shall be
assessed.
(f) For each non-acute bacteriological MCL violation
(R309-200-5(6)(a)), 40 points shall be assessed. For each failure
to perform the associated public notification 10 points shall be
assessed.
(g) For each acute bacteriological MCL violation
(R309-200-5(6)(b)), 50 points shall be assessed. For each failure
to perform the associated public notification 10 points shall be
assessed.
(2) Ground Water Rule: All points assessed to public
water systems via this subsection are based on violations of the
standards in R309-215-16. Points assessed for any significant
deficiency shall be deleted as the deficiencies are corrected and
are reported to the Director. The bacteriological points assessed
shall be updated on a monthly basis with the total number of
points reflecting the most recent 12-month period or the most
recent four quarters for those water systems that collect
bacteriological samples quarterly, unless otherwise
noted.
(a) For failure to collect triggered source samples in
violation of R309-215-16(2)(a)(i)(A) and (a)(i)(B), 40 points
shall be assessed. For each failure to perform the associated
public notification, 2 points shall be assessed.
(b) For failure to collect assessment source samples in
violation of R309-215-16(2)(b)(i), 5 points shall be assessed.
For each failure to perform the associated public notification, 2
points shall be assessed.
(c) For failure to correct a significant deficiency in
violation of R309-215-16(4)(a)(i) and (ii), R309-215-16(4)(c) or
R309-215-16(4)(d), 35 points shall be assessed. For each failure
to perform the associated public notification, 2 points shall be
assessed.
(d) For an Escherichia coli. in violation of
R309-215-16(4)(b)(i) and (ii), 40 points shall be assessed. For
each failure to perform the associated public notification, 2
points shall be assessed.
(3) Chemical: All points assessed to public water systems
via this subsection are based on violations of the quality
standards in R309-200-5; or the monitoring requirements in
R309-205, 210 and 215; and the associated public notification
requirements in R309-220. The chemical assessments shall be
updated on a quarterly basis with the total number of points
reflecting the most recent compliance period unless otherwise
specified. Points for any chemical MCL violation shall remain on
record until the quality issue is resolved. Points for any
monitoring violation shall be deleted as the required chemical
samples are taken and the analytical results are reported to the
Director.
(a) Inorganic and Metal Contaminants:
(i) For each major chemical monitoring violation for
inorganic and metal contaminants, 20 points shall be assessed.
For each failure to perform the associated public notification, 3
points shall be assessed.
(ii) For each minor chemical monitoring violation for
inorganic and metal contaminants, 10 points shall be assessed.
For each failure to perform the associated public notification, 1
point shall be assessed.
(iii) For each MCL exceedance for inorganic and metal
contaminants, 30 points shall be assessed. For each failure to
perform the associated public notification, 5 points shall be
assessed.
(b) Sulfate (for non-community water systems
only):
(i) For each major chemical monitoring violation for
sulfate, 20 points shall be assessed. For each failure to perform
the associated public notification, 3 points shall be
assessed.
(ii) For each minor chemical monitoring violation for
sulfate, 10 points shall be assessed. For each failure to perform
the associated public notification, 1 point shall be
assessed.
(iii) For each MCL exceedance for sulfate, 30 points
shall be assessed. For each failure to perform the associated
public notification, 5 points shall be assessed.
(c) Radiologic Contaminants:
(i) For each major chemical monitoring violation for
radiological contaminants, 20 points shall be assessed. For each
failure to perform the associated public notification, 3 points
shall be assessed.
(ii) For each minor chemical monitoring violation for
radiological contaminants, 10 points shall be assessed. For each
failure to perform the associated public notification, 1 point
shall be assessed.
(iii) For each MCL exceedance for radiological
contaminants, 30 points shall be assessed. For each failure to
perform the associated public notification, 5 points shall be
assessed.
(d) Asbestos Contaminants:
(i) For each major chemical monitoring violation for
source water or distribution system asbestos, 20 points shall be
assessed. For each failure to perform the associated public
notification, 3 points shall be assessed.
(ii) For each minor chemical monitoring violation for
source water or distribution system asbestos, 10 points shall be
assessed. For each failure to perform the associated public
notification, 1 point shall be assessed.
(iii) For each MCL exceedance for source water or
distribution system asbestos, 30 points shall be assessed. For
each failure to perform the associated public notification, 5
points shall be assessed.
(e) Nitrate:
(i) For each routine chemical monitoring violation for
nitrate, 50 points shall be assessed. For each failure to perform
the associated public notification, 5 points shall be
assessed.
(ii) For each MCL exceedance of nitrate, 60 points shall
be assessed. For each failure to perform the associated public
notification, 10 points shall be assessed.
(f) Nitrite:
(i) For each routine chemical monitoring violation for
nitrite, 35 points shall be assessed. For each failure to perform
the associated public notification, 5 points shall be
assessed.
(ii) For each MCL exceedance of nitrite, 50 points shall
be assessed. For each failure to perform the associated public
notification, 10 points shall be assessed.
(g) Volatile Organic Chemicals:
(i) For each major chemical monitoring violation for
volatile organic chemical contaminants, 20 points shall be
assessed. For each failure to perform the associated public
notification, 3 points shall be assessed.
(ii) For each minor chemical monitoring violation for
volatile organic chemical contaminants, 10 points shall be
assessed. For each failure to perform the associated public
notification, 1 point shall be assessed.
(iii) For each MCL exceedance for volatile organic
chemical contaminants, 30 points shall be assessed. For each
failure to perform the associated public notification, 5 points
shall be assessed.
(h) Pesticides/PCBs/SOCs
(i) For each major chemical monitoring violation for
pesticide/PCB/SOC contaminants, 20 points shall be assessed. For
each failure to perform the associated public notification, 3
points shall be assessed.
(ii) For each minor chemical monitoring violation for
pesticide/PCB/SOC contaminants, 10 points shall be assessed. For
each failure to perform the associated public notification, 1
point shall be assessed.
(iii) For each MCL exceedance for pesticide/PCB/SOC
contaminants, 30 points shall be assessed. For each failure to
perform the associated public notification, 5 points shall be
assessed.
(i) Disinfection Byproducts:
(i) Total Trihalomethanes:
(A) For each routine chemical monitoring violation for
total trihalomethanes, 10 points shall be assessed. For each
failure to perform the associated public notification, 1 point
shall be assessed.
(B) For each MCL exceedance for total trihalomethanes, 30
points shall be assessed. For each failure to perform the
associated public notification, 5 points shall be
assessed.
(ii) Haloacetic Acids (HAA5):
(A) For each routine chemical monitoring violation for
HAA5, 10 points shall be assessed. For each failure to perform
the associated public notification, 1 point shall be
assessed.
(B) For each MCL exceedance for HAA5, 30 points shall be
assessed. For each failure to perform the associated public
notification, 5 points shall be assessed.
(iii) Bromate:
(A) For each routine chemical monitoring violation for
bromate, 10 points shall be assessed. For each failure to perform
the associated public notification, 1 point shall be
assessed.
(B) For each MCL exceedance for bromate, 30 points shall
be assessed. For each failure to perform the associated public
notification, 5 points shall be assessed.
(iv) Chlorite:
(A) For each routine chemical monitoring violation for
chlorite, 10 points shall be assessed. For each failure to
perform the associated public notification, 1 point shall be
assessed.
(B) For each MCL exceedance for chlorite, 30 points shall
be assessed. For each failure to perform the associated public
notification, 5 points shall be assessed.
(j) Disinfectant Residuals:
(i) Chlorine:
(A) For each routine chemical monitoring violation for
chlorine, 10 points shall be assessed. R309-210-8(3)(a). For each
failure to perform the associated public notification, 1 point
shall be assessed.
(B) For each MCL exceedance for chlorine, 30 points shall
be assessed. For each failure to perform the associated public
notification, 5 points shall be assessed.
(C) For a disinfected system that does not maintain a
trace residual at all points of the distribution system, 2 points
shall be assessed. R309-105-10(1) and R309-200-5(7).
(D) For a disinfected system that lacks an adequate
number of disinfection residual sample sites, 2 points shall be
assessed. R309-210-8(3)(a)(i)(z15).
(ii) Chloramines:
(A) For each routine chemical monitoring violation for
chloramines, 10 points shall be assessed. For each failure to
perform the associated public notification, 1 point shall be
assessed.
(B) For each MCL exceedance for chloramines, 30 points
shall be assessed. For each failure to perform the associated
public notification, 5 points shall be assessed.
(iii) Chlorine Dioxide:
(A) For each routine monitoring violation for chlorine
dioxide, 10 points shall be assessed. For each failure to perform
the associated public notification, 1 point shall be
assessed.
(B) For each non-acute chlorine dioxide MCL violation, 30
points shall be assessed. For each failure to perform the
associated public notification, 5 points shall be
assessed.
(C) For each acute chlorine dioxide MCL violation, 50
points shall be assessed. For each failure to perform the
associated public notification, 10 points shall be
assessed.
(iv) Ground Water Rule, where a water system has received
a 4-Log exemption from triggered source water
monitoring:
(A) For a ground water treatment facility serving greater
than 3300 population lacking equipment to measure chlorine
residuals continuously entering the distribution system, 20
points shall be assessed. R309-215-10(1).
(B) For a ground water system serving greater than 3300
people failing to continuously monitor the residual disinfectant
concentrations, 10 points shall be assessed.
R309-215-16(3)(b)(iii)(A)(I).
(C) For a ground water system serving less than 3300
people failing to collect a daily grab sample during peak demand
to monitor the residual disinfectant concentrations, 10 points
shall be assessed. R309-215-16(3)(b)(iii)(A)(II).
(D) For a ground water system that during the past year,
the disinfection process was not operated uninterrupted while
water was being produced, points will be assessed based on
monthly and quarterly treatment reports. R309-200-5(7).
(E) For a ground water system that is required to provide
continuous disinfection but fails to do so, 10 points shall be
assessed for each month the failure continues.
R309-520-6(1).
(k) Lead and Copper:
(i) For each major chemical monitoring violation for lead
and copper contaminants, 20 points shall be assessed. For each
failure to perform the associated public notification, 3 points
shall be assessed.
(ii) For each minor chemical monitoring violation for
lead and copper contaminants, 10 points shall be assessed. For
each failure to perform the associated public notification, 1
point shall be assessed.
(iii) A system that fails to install, by the designated
deadline, optimal corrosion control if the lead or copper action
level has been exceeded shall be assessed 35 points. For each
failure to perform the associated public notification, 10 point
shall be assessed.
(iv) A system that fails to install source water
treatment if the source waters exceed the lead or copper action
level shall be assessed 35 points. For each failure to perform
the associated public notification, 10 points shall be
assessed.
(v) A system that fails to complete public
notification/education if the lead/copper action levels have been
exceeded shall be assessed 10 points for each calendar quarter
that the system fails to provide public
notification/education.
(vi) A system that still exceeds the lead action level
and is not on schedule for lead line replacement shall be
assessed 5 points annually. For each failure to perform the
associated public notification, 2 point shall be
assessed.
(vii) A system that fails to notify its customers of
their lead and copper sample results, 5 points shall be
assessed.
(viii) A system that fails to send the lead and copper
certification notice to the Division, 5 points shall be
assessed.
(l) Groundwater Turbidity:
(i) For each monitoring violation for turbidity, 35
points shall be assessed. For each failure to perform the
associated public notification, 5 points shall be
assessed.
(ii) For each confirmed MCL exceedance of turbidity, 50
points shall be assessed. For each failure to perform the
associated public notification, 10 points shall be
assessed.
(m) Surface Water Treatment:
(i) For water systems having sources, which are
classified as under direct influence from surface water and which
fail to abandon, retrofit or provide conventional complete
treatment or its equivalent within 18 months of notification
shall be assessed 150 points. For the associated failure to
perform public notification 10 points shall be assessed. The
points shall be assessed as the failure occurs and shall remain
on record until adequate treatment is provided or the source is
physically disconnected.
(ii) Quality and Monitoring: The surface water treatment
assessments shall be updated on a monthly basis with the total
number of points reflecting the most recent 12-month
period.
(A) Turbidity:
(I) For each turbidity exceedance that requires tier 1
notification under R309-220-5(1)(e) or (f), 50 points shall be
assessed. For the associated failure to perform public
notification, 10 points shall be assessed.
(II) For each turbidity exceedance that requires tier 2
notification under R309-220-5(1)(e) or (f), 35 points shall be
assessed. For the associated failure to perform public
notification, 10 points shall be assessed.
(III) For each month where the percentage of turbidity
interpretations meeting the treatment plant limit is less than 95
percent, 25 points shall be assessed. For the associated failure
to perform public notification, 10 points shall be
assessed.
(IV) For any period of time that exceeds 4 hours where
the system fails to continuously measure (or perform grab
samples) the combined filter effluent turbidity, 50 points shall
be assessed. For the associated failure to perform public
notification, 10 points shall be assessed.
(V) For a water system whose failure to repair continuous
turbidity monitoring equipment within 5 working days, 50 points
shall be assessed.
(B) Disinfection:
(I) For each instance where the disinfectant level in
water entering the distribution system is less than 0.2
milligrams per liter for more than 4 hours, 25 points shall be
assessed. For the associated failure to perform public
notification, 5 points shall be assessed.
(II) For each instance where there is insufficient
disinfectant contact time, 35 points shall be assessed. For the
associated failure to perform public notification, 5 points shall
be assessed.
(iii) Treatment Process Control:
(A) For each instance a treatment facility exceeds the
assigned filter rates, 30 points shall be assessed.
(B) For each month a water system fails to verify
calibration of the plant turbidimeters, 5 points shall be
assessed.
(C) For each month a water system fails to submit a water
treatment plant report, 50 points shall be assessed.
R309-400-6. Physical Facilities.
All points assessed to public water systems via this
subsection are based upon violation of R309-500 through R309-705
unless otherwise noted. These points shall be assessed and
updated upon notification of the Director and shall remain until
the violation or deficiency no longer exists.
(1) New Source Approval:
(a) Use of an unapproved source shall be assessed 200
points.
(2) Surface Water Diversion Structures and
Impoundments:
(a) For each surface water intake structure that does not
allow for withdrawal of water from more than one level if quality
significantly varies with depth, 2 points shall be assessed.
R309-515-5(5)(a).
(b) Where diversion facilities are not capable of keeping
large quantities of fish or debris from entering the intake, 2
points shall be assessed. R309-515-5(5)(e).
(c) Where impoundment reservoirs have not had brush and
trees removed to the high water level, 2 points shall be
assessed. R309-515-5(6)(a).
(d) Where reservoir watershed management has not provided
adequate precautions to limit nutrient loading, 10 points shall
be assessed. R309-515-5(6)(d).
(3) Well Sources
(a) For each well that is not equipped with a sanitary
seal, or has any unsealed opening into the well casing, 50 points
shall be assessed. R309-515-6(6)(i).
(b) For each well that does not utilize food grade
mineral oil for pump lubrication, 25 points shall be assessed.
R309-515-8(2).
(c) For each well casing that does not terminate at least
12 inches above the well house floor, 18 inches above the final
ground surface, or shows evidence of being subject to flooding,
20 points shall be assessed. R309-515-6(6)(b)(vi) and
R309-515-6(13)(a) and (d).
(d) For each well fitted with a pitless adaptor that does
not maintain a water tight seal throughout, 50 points shall be
assessed. R309-515-6(12)(c)(x).
(e) For each wellhead that is not properly secured to
protect the quality of the well water, 20 points shall be
assessed. R309-515-6(13)(f).
(f) For each well that is equipped with a pump to waste
line that does not discharge with a minimum of 12-inch clearance
to the flood rim, 20 points shall be assessed.
R309-515-6(12)(d)(ix).
(g) For each well that is equipped with a pump to waste
line without a downturned discharge end covered with a No. 4 mesh
screen, 5 points shall be assessed.
R309-515-6(12)(d)(ix).
(h) For each well that is equipped with a pump to waste
line that discharges to a receptacle without local authorization,
2 points shall be assessed.
(i) For each well that does not have a means to permit
periodic measurement of water levels, 2 points shall be assessed.
R309-515-6(12)(e)(i) and (ii).
(j) For each well casing vent that is not covered with a
No. 14 or finer mesh screen, 2 points shall be assessed.
R309-515-6(12)(d)(iii) and R309-550-6(6)(b).
(k) For each well casing vent that is not downturned, 2
points shall be assessed. R309-515-6(12)(d)(iii) and
R309-550-6(6)(b). Also Division of Water Rights Rule
R655-4-11.7.11.
(l) For each well casing vent that does not have adequate
clearance to prevent the contaminants from entering the well, 2
points shall be assessed. R309-515-6(12)(d)(iii) and
R309-550-6(6)(b).
(m) For each well (excluding the naturally flowing wells)
that has discharge piping that is not equipped with 1) a smooth
nosed sampling tap 2) check valve 3) pressure gauge 4) means of
measuring flow, and 5) shut-off valve, 1 point shall be assessed
for each component not present. R309-515-6(12)(d)(iv).
(n) For each well that pumps directly into a distribution
system and does not have a means to release trapped air from the
discharge piping (for example, release air through an air release
vacuum relief valve, through a pump to waste line or pumps
directly to a tank), 5 points shall be assessed.
R309-515-6(12)(d)(v).
(o) For each well house that is not at least 6 inches
above the final ground level, is not sloped to drain, or shows
evidence of being subject to flooding, 5 points shall be
assessed. R309-515-6(13)(b).
(p) For each well that has a cross connection present in
the discharge piping, 20 points shall be assessed. R309-105-12(1)
and R309-515-6(12)(d)(iii).
(q) For each well with an air vacuum relief valve on the
well discharge piping that is not screened, 2 points shall be
assessed. R309-515-6(12)(d)(v).
(r) For each well with an air vacuum relief valve on the
well discharge piping that is not downturned, 2 points shall be
assessed. R309-515-6(12)(d)(v).
(s) For each well with an air vacuum relief valve on the
well discharging piping that does not have a 6-inch clearance to
prevent contaminants from entering the piping, 2 points shall be
assessed. R309-515-6(12)(d)(v).
(t) For each well that has rotating and electrical
equipment that is not provided with protective guards, 2 points
shall be assessed.
(4) Spring Sources:
(a) For each spring source that allows surface water to
stand or pond upon the spring collection area (within 50 feet
from collection devices), 10 or 20 points shall be assessed. The
number of points shall be based upon the size and extent of the
ponding; the possible source (rainfall or incomplete collection);
or the presence of moss or other indicators of long term presence
of standing water. R309-515-7 (7)(i).
(b) For each spring area that does not have a minimum of
ten feet of relative impervious soil or an acceptable alternate
design with liner, or the spring collection area shows evidence
of damaged liner or impervious soil cover, 10 points shall be
assessed. R309-515-7(7)(a) and (b).
(c) For each spring area that has deep-rooted vegetation
within the fenced collection area, 10 points shall be assessed.
R309-515-7(7)(f).
(d) For each spring area that has deep rooted vegetation
interfering with the spring collection, 10 points shall be
assessed. R309-515-7(7)(f).
(e) For each spring with a spring collection/junction box
that does not have a proper shoebox lid, 5 points shall be
assessed. R309-515-7(7)(d) and R309-545-14(2).
(f) For each spring with a spring collection/junction box
that does not have a proper gasket on the lid, 5 points shall be
assessed. R309-515-7(7)(d) and R309-545-14(2).
(g) For each spring with a spring collection/junction box
that lacks an adequate air vent, 5 points shall be assessed.
R309-515-7(7)(d) and R309-545-15.
(h) For each spring with a spring collection/junction box
with a vent that is not screened with No. 14 mesh screen, 2
points shall be assessed. R309-515-7(7)(d) and
R309-545-15.
(i) For each spring with a spring collection/junction box
with a vent that is not down-turned or inverted, 2 points shall
be assessed. R309-515-7(7)(d) and R309-545-15(1).
(j) For each spring with a spring collection/junction box
with a vent that does not have sufficient clearance to prevent
ice blockage, or is not at least 24 inches above the earthen
cover, 2 points shall be assessed. R309-515-7(7)(d) and
R309-545-15(2).
(k) For each spring with a spring collection/junction box
that lacks a raised access entry, at least 4 inches above the
spring box or 18 inches above the earthen cover, 5 points shall
be assessed. R309-515-7(7)(d) and R309-545-14(1).
(l) For each spring with a spring collection/junction box
that is not secured against unauthorized access, 20 points shall
be assessed. R309-515-7(7)(d) and R309-545-14(3).
(m) For each spring collection area without a proper
fence, 10 points shall be assessed. R309-515-7(7)(e).
(n) For each spring collection area that does not have a
diversion channel, or berm capable of diverting surface water
away from the collection area, 5 points shall be assessed.
R309-515-7(7)(g).
(o) For each spring system that does not have a permanent
flow measuring device, 5 points shall be assessed.
R309-515-7(7)(h).
(p) For each spring area with an overflowor a combined
overflow/drain discharge that is not screened with a No. 4 mesh
screen, 5 points shall be assessed. R309-515-7(7)(d) and
R309-545-13.
(q) For each spring collection/junction box overflow that
does not have a freefall of 12 to 24 inches between the bottom of
the discharge pipe and the surrounding ground, 5 points shall be
assessed. R309-515-7(7)(d) and R309-545-13.
(r) For each spring collection/junction box that has any
unsealed opening(s) resulting in public health risk, 50 points
shall be assessed. R309-515-7(7)(d) and R309-545-9(1).
(5) Pump Stations.
(a) For a pumping facility that does not have a standard
pressure gauge on the discharge line, 1 point shall be assessed.
R309-540-5(6)(c)(i).
(b) For a pumping facility building without adequate
drainage or showing evidence of flooding, 5 points shall be
assessed. R309-540-5(2)(a)(v) and (vi).
(c) For a pumping facility where the discharge line from
the air release valve is not screened with number 14
non-corrodible mesh screen, 2 points shall be assessed.
R309-540-5(6)(b)(ii) and R309-550-6(6)(b).
(d) For an air release valve located within a building,
if the discharge line terminates less than six inches above the
floor, 2 points shall be assessed. R309-515-6(12)(d)(v) and
R309-540-5(6)(b)(ii).
(e) For an air release valve located in a chamber, if the
air release valve discharge piping terminates less than 12 inches
above grade, or less than one foot above the top of the pipe
where the chamber is not subject to flooding, 10 points shall be
assessed. R309-540-5(6)(b)(ii) and R309-550-6(6)(b).
(f) For a pumping facility where the discharge line from
the air release valve is not down-turned, 2 points shall be
assessed. R309-540-5(6)(b)(ii) and R309-550-6(6)(b).
(g) For a pumping facility where there is inadequate
heating, lighting or ventilation, 5 points shall be assessed.
R309-540-5(2)(e), (f) and (g).
(h) For a pumping facility where there are cross
connections present, 20 points shall be assessed.
R309-105-12(1).
(i) For an inline booster pumping facility designed to
provide pressure directly to the distribution system, which does
not have at least two pumping units such that with any one pump
out of service the remaining pump or pumps are capable of meeting
the peak day demand of the specific portion of the system served,
20 points shall be assessed. R309-540-5(4)(b).
(j) For a pumping facility which does not have protective
guards on rotating and electrical equipment, 2 points shall be
assessed. R309-525-21.
(k) For a pumping facility which is not secured against
unauthorized access shall be assessed, 5 points.
R309-540-5(1)(a)(v).
(6) Hydropneumatic pressure tanks.
(a) For diaphragm or air tanks located below ground
without adequate provisions for drainage, maintenance and flood
protection, 10 points shall be assessed. R309-540-6(2).
(b) For a pressure tank with a pump cycle that cycles
more frequently than once every 4 minutes, 5 points shall be
assessed. R309-540-6(5).
(7) Storage:
(a) A water system with uncovered finished water storage
shall immediately be assessed a rating of not approved, 200
points shall be assessed. R309-545-9(1) and (2).
(b) For each storage tank roof showing evidence of water
ponding with deterioration, 10 points shall be assessed.
R309.545-9(4).
(c) For each storage tank that does not have an access to
the interior for cleaning and maintenance, 9 points shall be
assessed. R309-545-14.
(d) For each storage tank access that does not have a
shoebox type lid with a minimum of a 2-inch overlap, 3 points
shall be assessed. R309-545-14(2).
(e) For each storage tank access that lacks a proper
gasket between the lid and frame, 3 points shall be assessed.
R309-545-14(2).
(f) For each storage tank access that lacks a minimum
rise of 4 inches above the tank roof or a minimum of 18 inches
above an earthen cover, 3 points shall be assessed.
R309-545-14(1).
(g) For each storage tank that is not vented, 6 points
shall be assessed. R309-545-15.
(h) For each finished water storage tank vent that is not
downturned or covered from rain and dust, 2 points shall be
assessed. R309-545-15(1).
(i) For each storage tank vent that does not terminate a
minimum of 24 inches above the surface of the storage tank roof
if the tank is a buried structure, 2 points shall be assessed.
R309-545-15(2).
(j) For each storage tank vent that is not screened with
number 14 non-corrodible mesh screen, 2 points shall be assessed.
R309-545-15(4).
(k) For each storage tank that lacks an overflow, 15
points shall be assessed. R309-545-13.
(l) For each storage tank overflow that does not
terminated 12 to 24 inches above the ground, 5 points shall be
assessed.R309-545-13.
(m) For each storage tank overflow that is not screened
with number 4 non-corrodible mesh screen, 5 points shall be
assessed. R309-545-13(3).
(n) For each storage tank overflow that is connected to a
sewer system without an adequate air gap, 5 points shall be
assessed. R309-545-13(5).
(o) For each storage tank with a drain that does not
discharge through a physical airgap of at least 2 pipe diameters,
5 points shall be assessed. R309-545-10(1).
(p) For each storage tank with inadequate or improper
means of site drainage or showing evidence of standing surface
water within 50 feet of the tank, 5 points shall be assessed.
R309-545-7(4).
(q) For each storage tank with any unsealed roof or wall
penetrations, 50 points shall be assessed.
R309-545-9(2).
(r) For each storage tank where the roof and sidewalls
show signs of deterioration, 10 to 50 points shall be assessed
based upon the size and number of cracks, the loss of structural
integrity, and the access of contamination to the drinking water.
R309-545-9(1).
(s) For each storage tank without a safe access (such as
ladders for tanks in excess of 20 feet, ladder guards, or
railings) or safely located entrance hatches, 2 points shall be
assessed. R309-545-19(1), (2) and (3).
(t) For each storage tank with internal coatings not in
compliance with ANSI/NSF standard 61, 30 points shall be
assessed. R309-545-11.
(u) For a storage facility that is not secured against
unauthorized access, 20 points shall be assessed.
R309-545-14(3).
(8) Distribution System:
(a) A water system that fails to provide the minimum
water pressures as required in R309-105-9 at all times and at all
locations within the distribution system, 50 points shall be
assessed. R309-105-9 and R309-550-5(1).
(b) A water system using pipe and materials not meeting
the ANSI/NSF 61 standard shall be assessed 30 points.
R309-550-6.
(c) A water system with pipelines installed without
adequate separation distance from the sanitary sewer lines shall
be assessed 30 points. R309-550-7.
(d) A new water system constructed after January 1, 2007
or an existing water system modification without adequate
pressure as defined in R309-105-9(2) shall be assessed 50
points.
(e) A water system which has a distribution line that
crosses under a surface water body without adequate protection as
outlined in R309-550-8(8)(b) shall be assessed 50
points.
(f) A water system which has distribution system flushing
devices, blow-offs or air relief valves, which are directly
connected to a sewer or do not have a proper air gap, shall be
assessed 20 points. R309-550-6 and R309-550-9.
(g) For a water system that does not properly follow the
AWWA disinfection standards 10 points shall be assessed.
R309-550-8(10).
(h) For a water system that is required by the local fire
authority to provide fire protection or has fire hydrants
connected with water mains less than 8 inches in diameter, 5
points shall be assessed. These points will only be assessed for
water mains installed after 1995. R309-550-5(4) and (5).
(i) For each air relief valve vent piping, which is not
screened with a No. 14 mesh and downturned, 10 points shall be
assessed. R309-550-6(6)(b).
(j) For an air release valve located in a chamber, if the
air release valve discharge piping terminates less than 12 inches
above grade or less than one foot above the top of the pipe where
the chamber is not subject to flooding, 10 points shall be
assessed. R309-550-6(6)(b).
(k) For each air relief valve located in a chamber
without a drain or adequate sump, or showing evidence of being
subject to flooding, 30 points shall be assessed.
R309-550-7.
(l) For each air vacuum release valve chamber that is
flooded at the time of inspection, 50 points shall be
assessed.
(m) For an unprotected cross-connection in the
distribution system as required in R309-550-9, 50 points shall be
assessed.
(9) Quantity requirements
(a) A water system without sufficient source capacity to
meet peak day and average yearly flow requirements, from 10 to 50
points shall be assessed. The number of points shall be based
upon the severity of the shortage, including the number of times
and duration of water outages or low pressure.
R309-510-7.
(b) A water system without sufficient storage capacity to
meet average day demand, plus the required fire suppression
volume if applicable, 10 to 50 points shall be assessed. The
number of points shall be based upon the severity of the shortage
including the number of times and duration of water outages.
R309-510-8.
R309-400-7. Treatment Processes.
(1) General Treatment.
(a) For a treatment facility without anti-siphon control
to assure that liquid chemical solutions cannot be siphoned
through solution feeders into the process units, 2 points shall
be assessed. R309-525-11(9)(b)(ii) and (c).
(b) For a treatment facility with a process tank that is
not properly labeled to designate the chemical contained, 2
points shall be assessed. R309-525-11(8)(c)(vii).
(c) For a treatment facility with chemicals not stored in
covered or unopened shipping containers, unless the chemical is
transferred into a covered storage unit, 2 points shall be
assessed. R309-525-11(6)(a)(iii).
(d) For a treatment facility with no cross connection
control provided to assure that no direct connections exist
between any sewer and the drain or overflow from the feeder,
solution chamber, or tank by providing that all pipes terminate
at least six inches or two pipe diameters, whichever is greater,
above the overflow rim of a receiving sump, conduit, or waste
receptacle, 10 points shall be assessed.
R309-525-11(9)(b)(iii).
(e) For a treatment facility with no spare parts
available for all feeders to replace parts that are subject to
wear and damage, 2 points shall be assessed.
R309-525-11(7)(b)(v).
(f) For a treatment facility where incompatible chemicals
are fed, stored or handled together, 2 points shall be assessed.
R309-525-11(7)(a)(iv).
(g) For a treatment facility where daily operating
records do not reflect chemical dosages and total quantities
used, 2 points shall be assessed. R309-105-14(3).
(h) For a water system that fails to maintain and
properly calibrate all instrumentation needed to verify the
treatment process, 2 points shall be assessed.
R309-525-25(4).
(i) For a treatment facility without the means to
accurately measure the quantities of chemicals used, 20 points
shall be assessed. R309-525-11(7)(a)(i) and
R309-525-11(6)(b)(iii).
(j) A water system that does not keep acids and caustics
in closed corrosion-resistant shipping containers or storage
units, 2 points shall be assessed.
R309-525-11(11)(a)(i).
(k) For a treatment facility that does not have the vent
hose from the feeder to discharge to the outside atmosphere above
grade or have the end covered with #14 non-corrodible mesh
screen, 2 points shall be assessed. R309-520-7(2)(f).
(l) For a treatment facility that uses any chemical that
is added to water being treated for use in a public water system
for human consumption that does not comply with ANSI/NSF Standard
60, 25 points shall be assessed. R309-525-11(5).
(m) For a treatment facility that does not have a
finished water sampling tap(s), 2 points shall be assessed.
R309-525-18.
(n) For a treatment facility that is not performing
adequate process control testing consistent with the specific
treatment process, 30 points shall be assessed.
R309-525-19.
(o) For a surface water treatment facility that does not
have continuous residual disinfection equipment to measure the
residual in mg/L entering the distribution system, 20 points
shall be assessed. R309-215-10(1).
(p) For a treatment facility without provisions for
disposing of empty bags, drums or barrels by an acceptable
procedure that will minimize operator exposure to dusts, 2 points
shall be assessed. R309-525-11(6)(b) and (c).
(q) For a treatment facility that does not provide cross
connection control on the make-up waterlines discharging to
solution tanks, 10 points shall be assessed.
R309-525-11(9)(b)(i).
(r) For a treatment facility with solution tank overflow
pipes that do not have a free fall discharge or are not located
where noticeable, 2 points shall be assessed.
R309-525-11(8)(b)(v).
(s) For a treatment facility without adequate spill
containment provisions, 2 points shall be assessed.
R309-525-11(6)(a)(iv)(B).
(t) For a treatment facility with acid storage tanks that
are not vented to the outside atmosphere with separate screened
vents, 2 points shall be assessed.
R309-525-11(8)(b)(vi).
(u) For a treatment facility without provisions for the
proper disposal of water treatment plant waste (such as sanitary,
laboratory, sludge, and filter backwash water), 5 points shall be
assessed. R309-525-23.
(v) For a treatment facility where cross connection
control is not provided on the feed lines to the solution tanks,
10 points shall be assessed. R309-525-11(9)(b) and (c).
(w) For a treatment facility that does not have a means
to measure water flow rate, 10 points shall be assessed.
(x) For a surface water treatment facility where the
piping is not labeled and color coded to identify the direction
of flow and the contained liquid, 2 points shall be assessed.
R309-525-8.
(y) Treatment facilities not secured against unauthorized
access, 20 points shall be assessed.
(z) For a treatment facility using expired chemical
reagents for process control, 5 points shall be
assessed.
(aa) For a treatment facility with no access to lab or
test kits for process testing, 2 points shall be assessed.
R309-525-17(1).
(bb) For a treatment facility lacking cross connection
control for the in-plant water supply, 10 points shall be
assessed. R309-525-11(9)(b)
(2) Disinfection.
(a) General.
(i) For a chlorination facility which is not heated,
lighted or ventilated as necessary to assure proper operation or
the equipment and serviceability, 2 points shall be assessed.
R309-520-7(1)(l).
(ii) For a disinfection facility without cross connection
control on the solution feeders into the process units as
required in R309-525-11(9)(c), 10 points shall assessed.
R309-525-11(9)(b)(ii).
(iii) For a chlorination facility where there is no
standby disinfection equipment of sufficient capacity available
to replace the largest unit, 10 points shall be assessed.
R309-520-7(1)(k).
(iv) For a disinfection facility where the correct
reagent is not used for testing free disinfectant residual, 2
points shall be assessed.
(v) For a treatment facility where the pre- and
post-chlorination processes are not independent of each other, to
prevent possible siphoning of partially treated water into the
clear well, 50 points shall be assessed.
R309-525-11(9)(b)(iv).
(vi) For a disinfection facility where chemical solution
tanks are not kept covered, 2 points shall be assessed.
R309-525-11(8)(b)(iii).
(vii) For a disinfection facility without disinfectant
residual test equipment, 2 points shall be assessed.
R309-520-7(1)(j).
(viii) For a disinfection facility where there is no
means to measure the volume of water treated, 2 points shall be
assessed. R309-520-7(1)(i).
(b) Gas chlorination.
(i) For a gas chlorination facility without an automatic
switch over of chlorine cylinders to assure continuous
disinfection, 2 points shall be assessed.
R309-520-7(2)(a).
(ii) For a gas chlorination facility without scales for
weighing cylinders, 2 points shall be assessed.
R309-520-7(2)(k).
(iii) For a gas chlorination facility without a leak
repair kit, 15 points shall be assessed.
R309-520-7(2)(p).
(iv) For a gas chlorination facility without respiratory
equipment available and stored at a convenient location, 5 points
shall be assessed. R309-520-7(2)(o).
(v) For a gas chlorination facility housed in a water
treatment plant building where the chlorine gas feed and storage
area is not enclosed and separated from other operating areas, 2
points shall be assessed. R309-520-7(2)(h).
(vi) For a gas chlorination facility where the
chlorination equipment rooms are not vented such that the
ventilating fan(s) take suction near the floor, as far as
practical from the door and air inlet, with the point of
discharge so located as not to contaminate air inlets of any
rooms or structures, 5 points shall be assessed.
R309-520-7(2)(e)(ii).
(vii) For a gas chlorination facility where the
chlorination equipment rooms are not vented such that air inlets
are through louvers near the ceiling, 2 points shall be assessed.
R309-520-7(2)(e)(iii).
(viii) For a gas chlorination facility where the
chlorination equipment rooms are not vented such that separate
switches for the fans and lights are outside of the chlorine
room, at the entrance to the chlorination equipment room and
protected from vandalism, 2 points shall be assessed.
R309-520-7(2)(e)(v).
(ix) For a gas chlorination facility where the vent hose
from the feeder to discharge to the outside atmosphere is not
above grade or does not have the end covered with #14
non-corrodible mesh screen, 2 points shall be assessed.
R309-520-7(2)(f).
(x) For a gas chlorination facility without a bottle of
ammonium hydroxide (56%) available for leak detection, 2 points
shall be assessed. R309-520-7(2)(p).
(xi) For a gas chlorination facility where full and empty
cylinders of chlorine gas are not restrained in position to
prevent upset, 2 points shall be assessed.
R309-520-7(2)(i)(ii).
(xii) For a gas chlorination facility with full and empty
cylinders of chlorine gas stored in areas in direct sunlight or
exposed to excessive heat, 2 points shall be assessed.
R309-520-7(2)(i)(iii).
(xiii) For a gas chlorination facility in a water
treatment plant building where the chlorine room is constructed
in a manner that any openings between the chlorine room and the
remainder of the plant are not sealed, 2 points shall be
assessed. R309-520-7(2)(h)(ii).
(xiv) For a gas chlorination facility housed in a water
treatment plant building that lacks outward-opening doors with
panic bars, 2 points shall be assessed.
R309-520-7(2)(h)(iii).
(xv) For a gas chlorination facility housed in a water
treatment plant building with floor drains that do not discharge
to the outside of the building and are not connected to other
internal or external drain systems, 5 points shall be assessed.
R309-520-7(2)(h)(iv).
(xvi) For a gas chlorination facility without a means of
chlorine leak detection, such as a bottle of ammonia hydroxide
solution or chlorine leak detection equipment, 15 points shall be
assessed. R309-520-7(2)(p).
(c) Chlorine dioxide.
(i) For a chlorine dioxide disinfection facility where
provisions are not made for proper storage of sodium chlorite to
eliminate any danger of explosion 2 points shall be assessed.
R309-520-10(3)(b) and R309-525-11(11)(b)(i).
(ii) For a chlorine dioxide disinfection facility where
sodium chlorite is not stored by itself in a separate room and
away from organic materials that would react violently with
sodium chlorite, 2 points shall be assessed. R309-520-10(5)(a)
and R309-525-11(11) (b)(i)(A).
(iii) For a chlorine dioxide disinfection facility where
sodium chlorite storage structures are not constructed of
noncombustible materials, 2 points shall be assessed.
R309-520-10(3)(b)(iv) and R309-525-11(11)(b)(i)(B).
(iv) For a chlorine dioxide disinfection facility where a
sodium chlorite storage structure is not located in an area where
a fire may occur, water should be available to keep the sodium
chlorite area sufficiently cool to prevent decomposition from
heat and resultant potential explosive conditions. 2 points shall
be assessed if this is not the case. R309-520-10(4)(d) and
R309-525-11(11)(b)(i)(C).
(v) For a chlorine dioxide disinfection facility that
stores combustible or reactive materials in the operating area, 2
points shall be assessed. R309-520-10(5)(a).
(vi) For a chlorine dioxide disinfection facility that
does not store personal protective equipment nearby, 5 points
shall be assessed. R309-520-10(5)(c)
(vii) For a chlorine dioxide disinfection facility that
does not have an emergency eyewash and shower immediately outside
the operating area, 2 points shall be assessed.
R309-520-10(3)(b)(viii)
(viii) For a chlorine dioxide disinfection facility that
lacks an emergency shutoff for flows to the chlorine dioxide
generator, 2 points shall be assessed.
R309-520-10(3)(b)(ix)
(ix) For a chlorine dioxide disinfection facility that
lacks a distinguishable alarm triggered by an ambient air
chlorine dioxide sensor, 2 points shall be assessed.
R309-520-10(3)(b)(v)
(x) For a chlorine dioxide disinfection facility that
lacks wash down water available in the operating area, 2 points
shall be assessed. R309-520-10(3)(b)(xvi)
(xi) For a chlorine dioxide disinfection facility that
does not maintain the temperature of the chlorine dioxide
operating area between 60 and 100°F, 2 points shall be
assessed. R309-520-10(5)(d)
(xii) For a chlorine dioxide disinfection facility that
lacks an Operation and Maintenance Manual including safety and
emergency response procedures, 2 points shall be assessed.
R309-520-10(5)(f)
(d) Ultraviolet (UV)
(i) For a UV disinfection facility that lacks an
operating procedure in place to handle UV lamp breakage, power
supply interruption, response to alarms, 2 points shall be
assessed. R309-520-8(4)(b)
(ii) For a UV disinfection facility that does not
calibrate and operate UV intensity sensors per manufacturer's
instruction, 2 points shall be assessed R309-520-8(4)
(iii) For a UV disinfection facility that does not use
ANSI/NSF Standard 60 chemicals in the cleaning of the UV, 25
points shall be assessed. R309-520-8(3)(j)
(iv) For a UV disinfection facility that can't
isolate the UV disinfection system or each UV reactor for
maintenance, 2 points shall be assessed.
R309-520-8(3)(g)
(v) For a UV disinfection facility that lacks a backup
power source for the UV disinfection system, 2 points shall be
assessed. R309-520-8(3)(l)
(vi) For a UV disinfection facility that lacks a
redundant primary disinfection mechanism, 5 points shall be
assessed. R309-520-8(3)(m)
(e) Ozone
(i) For an ozone disinfection facility without a minimum
of two ozone aqueous residual analyzers, 2 points shall be
assessed. R309-520-9(7)(c)
(ii) For an ozone disinfection facility using chemicals
that do not meet ANSI/NSF Standard 60 quench the residual ozone,
25 points shall be assessed. R309-520-9(4)(h)
(iii) For an ozone disinfection facility lacking properly
functioning ozone off-gas blowers from the contactor, 2 points
shall be assessed. R309-520-9(5)(b)
(iv) For an ozone disinfection facility that lacks a
system for treating the final off-gas from each ozone contactor,
2 points shall be assessed. R309-520-9(5)(a)
(v) For an ozone disinfection facility discharging an
ozone concentration in the gas discharge exceeding 0.1 ppm by
volume, 2 points shall be assessed. R309-520-9(5)(d)
(3) Fluoridation.
(a) General
(i) For a fluoridation facility that does not calculate
fluoride concentrations, including chemical dosages and total
water quantities daily, 2 points shall be assessed.
R309-105-14(3).
(ii) For a fluoridation facility without a fail-safe
device incorporated in the fluoride feed control system to
prevent overfeeding fluoride, 30 points shall be assessed.
R309-535-5(3).
(iii) For a fluoridation facility that uses fluoride
chemicals that do not conform to the applicable AWWA standards or
with ANSI/NSF Standard 60, 25 points shall be assessed.
R309-535-5.
(iv) For a fluoridation facility without scales,
loss-of-weight recorders or liquid level indicators, as
appropriate, 2 points shall be assessed.
R309-535-5(2)(a).
(v) For a fluoridation facility without proper personal
protective equipment as required in R309-525-11(10) for operators
handling fluoride compounds, 10 points shall be assessed.
R309-535-5(4).
(vi) For a fluoridation facility lacking a sampling
location for measuring the final fluoride level, 2 points shall
be assessed. R309-525-18.
(vii) For a fluoridation facility that does not have a
means to measure the flow of water to be treated, 2 points shall
be assessed. R309-535-5(2)(g).
(viii) For a fluoridation facility without fluoride
testing equipment not properly verified or calibrated, 2 points
shall be assessed. R309-525-25(4).
(ix) For a fluoride facility adding fluoride compound
before lime-soda softening, 2 points shall be assessed.
R309-535-5(2)(c).
(x) For a Fluoridation facility lacking cross connection
control so that no direct connections exist between any sewer and
a drain or overflow from the feeder, solution chamber or tank, 10
points shall be assessed. R309-525-11(9)(b)(iii).
(xi) For a fluoridation facility storing incompatible
chemicals in the fluoride storage or injection areas, 10 points
shall be assessed. R309-525-11(7)(a)(iv).
(xii) For a fluoridation facility lacking a floor drain
to facilitate the washdown of floors, 2 points shall be assessed.
R309-535-5(5)(b)
(b) Acid
(i) For a fluoridation facility without deluge showers
and eye wash devices, 10 points shall be assessed.
R309-535-5(4).
(ii) For a fluoridation facility lacking adequate spill
containment provisions, 2 points shall be assessed
R309-525-11(6)(a)(iv)(B).
(iii) For a fluoridation facility lacking a vent in the
fluorosilicic acid storage units that vents to the atmosphere, 2
points shall be assessed. R309-525-11(8)(b)(vi).
(c) Dry
(i) For a fluoridation facility where the make-up water
used for sodium fluoride dissolution is not treated to reduce
hardness to less than 75 mg/l as calcium carbonate, 2 points
shall be assessed. R309-535-5(2)(i).
(ii) For a fluoridation facility without a spring opposed
diaphragm type anti-siphon device for all fluoride feed lines and
dilution water lines, 10 points shall be assessed.
R309-535-5(2)(f).
(iii) For a fluoridation facility with saturators that do
not have a flow meter on the inlet or outlet line, 2 points shall
be assessed. R309-535-5(2)(l).
(iv) For a fluoridation facility without an adequate
level of fluoride crystals in the saturator, 2 points shall be
assessed. R309-525-11(8)(b)(i).
(v) For a fluoridation facility without a NIOSH/MSHA
certified dust respirator approved for fluoride dust removal as
required in R309-525-11(10) for operators handling dry fluoride
compounds, 10 points shall be assessed. R309-535-5(4).
(vi) For a fluoridation facility where an overflow from
the day tank will not drain by gravity back into the bulk storage
tank or a containment system, 10 points shall be assessed.
R309-525-11(8)(c)(v).
(vii) For a fluoridation facility using the sodium
fluoride dry chemical where the saturators are not of the up-flow
type, 2 points shall be assessed. R309-535-5(2)(l).
(viii) For a fluoride facility where fluoride chemicals
stored in uncovered or opened shipping containers and are stored
inside a building on pallets, 2 points shall be assessed.
R309-535-5(1).
(ix) For a fluoride feed pump that is not tied directly
to the well pump or service pump, 30 points shall be assessed.
R309-535-5(2)(k).
(x) For a fluoridation facility lacking a vent in the dry
chemical storage areas that vents to the atmosphere outside the
building, 2 points shall be assessed. R309-535-5(5)(a).
(xi) For a fluoridation facility using sodium fluoride
dry chemical and lacking a hopper equipped with an exhaust fan
and dust filter and under a negative pressure during transfer of
dry fluoride compounds, 10 points shall be assessed.
R309-535-5(5)(a).
(xii) For a fluoridation facility that does not vent air
from fluoride handling equipment through a dust filter to the
outside atmosphere of the building for dust control during
transfer of dry fluoride compounds, 10 points shall be assessed.
R309-535-5(5)(a).
(xiii) For a fluoridation facility using sodium fluoride
dry chemical and lacking a means of disposing of empty bags,
drums or barrels handled in a manner that minimizes
operators' exposure to fluoride dusts shall be assessed, 10
points. R309-535-5(5)(b).
(4) Filtration Treatment.
(a) For a filtration facility that does not have
equipment for each individual filter to continuously monitor the
effluent turbidity, 30 points shall be assessed.
(b) For a surface water filtration facility that does not
have at least two filter units, each capable of meeting the plant
design capacity, 20 points shall be assessed.
R309-525-15(3).
(c) For a conventional surface water filtration facility
that does not have the ability to filter to waste (to allow a
filter to ripen before introduction finished water into the
clearwell), 20 points shall be assessed.
(d) For a filtration facility where instrumentation and
controls are inoperable, 2 points shall be assessed.
(e) For a filtration facility where a backwash tank is
not provided with finished drinking water, 20 points shall be
assessed. R309-525-15(7)(a)(ix).
(f) For a conventional surface water filtration facility
where the backwash waste water is not settled prior to being
recycled to the head of the treatment plant, 2 points shall be
assessed. R309-525-15(7)(a).
(g) For a membrane filtration facility where automatic
membrane integrity tests are not performed at least daily, 2
points shall be assessed. R309-530-8(3)(b).
(h) For a membrane filtration facility not using ANSI/NSF
60 approved chemicals, 25 points shall be assessed.
R309-525-11(5)(b).
(i) For a membrane filtration facility lacking
cross-connection control protection for the treatment process, 10
points shall be assessed.
(5) Ion Exchange
(a) For an ion exchange facility without a depth of the
exchange resin at least 3 feet, 2 points shall be assessed.
R309-535-8(1)(b)(iii).
(b) For an ion exchange facility using a salt for the
brine solution not having an ANSI/NSF 60 certification, 25 points
shall be assessed. R309-525-11(5)(b).
(c) For an ion exchange facility make-up water inlet that
lacks protection from back-siphonage, 2 points shall be
assessed
(d) For an ion exchange facility where the overflow
discharge piping is not protected with a corrosion resistant
screen or is not terminated with a downturned bend with adequate
clearance to prevent cross connection, 10 points shall be
assessed. R309-525-11(9)(b).
(e) For an ion exchange facility that lacks a brine
measuring tank or means of metering provided to obtain proper
dilution, 2 points shall be assessed.
R309-525-11(8)(b)(i).
(6) Sequestration
(a) For a polyphosphate sequestration facility that uses
chemicals not meeting ANSI/NSF 60 certification, 25 points shall
be assessed. R309-535-11(5)(d).
(b) For a sequestration facility using phosphate
chemicals where total phosphate applied exceed 10 milligrams per
liter as PO4, 2 points shall be assessed.
R309-535-11(5)(b).
(c) For a sequestration facility that lacks sample taps
located on each raw water source, each treatment unit influent
and each treatment unit effluent, 2 points shall be assessed.
R309-535-11(5)(d).
(d) For a sequestration facility that lacks the testing
equipment for accurately measuring the phosphate dosage, 2 points
shall be assessed. R309-535-11(5).
R309-400-8. Operator Certification.
(1) A water system that is required to have a certified
operator and does not, 30 points shall be assessed.
(2) A water system where the operator is not certified at
the appropriate level, 10 points shall be assessed.
(3) A grade 3 or 4 water system that does not have all
direct responsible charge operators (as specified in
R309-300-5(5)) certified at the level of the system, 5 to 15
points shall be assessed. The number of points shall be based on
the percentage of time that the water system is operated by
operators not certified at the required level.
(4) A water system where the certified operator does not
live within a one hour response time, 20 points shall be
assessed.
(5) A water system may be credited up to a maximum of 20
points, which shall remain on record for as long as the
conditions apply. The following items are eligible for
credit:
(a) A water system that is not required to have a
certified operator and does shall be credited 10 points.
(b) A water system that has operators that are certified
at a higher level than required shall be credited 10
points.
(c) A water system that has operators certified in other
areas that are not required by that water system, such as
treatment shall be credited 10 points.
R309-400-9. Cross Connection Control Program.
(1) A water system, which does not have any of the below
listed components of a cross connection control program in place,
50 points shall be assessed.
(2) A water system, which only has some of the components
of a cross connection control program in place, shall be assessed
the following number of points:
(a) A water system which does not have local authority to
enforce a cross connection control program (e.g., ordinance,
bylaw or policy), 10 points shall be assessed.
(b) A water system that does not provided public
education or awareness material or presentations on an annual
basis, 10 points shall be assessed.
(c) A water system that does not have an operator with
training in the area of cross connection control or backflow
prevention, 10 points shall be assessed.
(d) A water system with no written records of cross
connection control activities, such as, backflow assembly
inventory and test history, 10 points shall be assessed.
(e) A water system that does not have on-going
enforcement activities (hazard assessments and enforcement
actions), 10 points shall be assessed.
R309-400-10. Drinking Water Source Protection.
Drinking water source protection (for ground water and
surface water sources): Points shall be assessed for each source
after a system fails to complete source protection requirements
according to schedules or deadlines specified in R309-600 and
R309-605, unless extensions have been requested from and granted
by the Director. The points shall remain until such time as the
violation or deficiency is corrected or resolved.
(1) For a water system that has not appointed a
designated person for source protection and notified the
Division, 5 points shall be assessed.
(2) For a water system that has not upgraded a
Preliminary Evaluation Report to a Drinking Water Source
Protection plan, 30 points shall be assessed.
(3) For a water system that has not submitted an updated
Drinking Water Source Protection plan, 10 points shall be
assessed.
(4) For a water system with any new (see R309-110)
sources for which a Preliminary Evaluation Report has not been
submitted, 150 points shall be assessed. These points shall be
included with the points for an unapproved source, not added to
them.
(5) For a water system that has any existing (see
R309-110) sources that have come into use for which a source
protection plan has not been submitted, 30 points shall be
assessed.
(6) For a water system that has reconstructed or
redeveloped a water source and has not submitted a revised source
protection plan, 20 points shall be assessed.
(7) For a water system that has a disapproved plan,
update or Preliminary Evaluation Report, 20 points shall be
assessed.
R309-400-11. Administrative Issues.
Points in this area shall be assessed at the time that
the failure occurs or upon notification of the Director, and
shall remain until the issue is resolved unless otherwise
specified.
(1) Administrative Data -
(a) A water system, that has not designated a person or
organizational official responsible for the system including a
current address and phone number,10 points shall be
assessed.
(b) A water system project constructed without proper
plan approval, 50 to 200 points shall be assessed based on an
evaluation of the project which shall include the structural or
engineering integrity of the project; whether the plans and
specifications were prepared and stamped by a licensed
professional engineer; the adequacy of the materials used and the
impact on the operation of the water system (good or
bad).
(2) A water system with a current written Emergency
Response Program shall be credited 10 points that shall remain on
record as long as the Program remains current.
(3) A water system with a written Financial Management
Plan including an appropriate rate structure, infra-structure
replacement fund, and master plan shall be credited 10 points
that shall remain on record as long as the Plan is
current.
(4) Sampling Site Plans:
(a) A water system, which does not have an adequate
bacteriological sampling site plan, 5 points shall be
assessed.
(b) A water system, which does not have a lead/copper
sampling site plan, 10 points shall be assessed.
(5) Customer Complaint:
(a) 25 to 100 points may be assessed for valid and
documented customer complaints. The customer complaints include
but are not limited to the following:
(i) Turbidity;
(ii) Pressure;
(iii) Taste and Odor;
(iv) Sickness (water suspected); and
(v) Waterborne Disease Outbreak (R309-104-9).
(vi) Periods of Water Outage
(b) The number of points shall be based upon the extent
and documentation of the problem and the potential impact to
public health. The documentation shall consist of an
investigation by Department of Environmental Quality, Department
of Health or Local Health Department personnel and may include an
epidemiological study linking the drinking water to reported
outbreaks of illness where appropriate.
(c) In the case of a documented waterborne disease
outbreak, the water system shall automatically be rated Not
Approved for at least the duration of the threat to the quality
of the drinking water and as long as it takes the water system to
correct any deficiency that caused the outbreak.
(d) Points shall only be assessed once per issue and
shall not be additive based on the number of calls per issue.
These points shall be assessed and updated upon verification of
the complaint by the Director and shall remain on record until
the issue or deficiency no longer exists. Points may have already
been assessed in other areas as appropriate.
(6)(a) The Director may issue directives to a water
system that include, but are not limited to the
following:
(i) Administrative Orders;
(ii) Rule defined action;
(iii) Rule defined compliance schedule;
(iv) Variance/Exemption requirements;
(v) Bilateral Compliance Agreement;
(vi) Notice of Violation and Compliance Order;
and
(vii) Compliance Action/Enforcement Order.
(b) If the water system does not comply with the
directive, the Director may assess 25 to 200 points to the water
system. Points shall be assessed based upon the severity of the
non-compliance, the threat to public health and the underlying
basis for the original directive.
(7) Data Falsification - The Director may assess a water
system points for data falsification. The water system may be
assessed 25 to 200 points for each occurrence based
upon:
(a) the severity of the falsification;
(b) the threat to public health;
(c) the intent of the water system personnel;
and,
(d) the type of falsification.
(i) Reports only good data
(ii) Doctored results from the laboratory
(iii) Non-valid sample
Data reported to the Director includes but is not limited
to Water Treatment Plant Reports, Disinfection Reports,
bacteriological and chemical analyses, and Annual Reports. This
assessment of points shall be in addition to any other penalty
provided by law.
(8) Water Hauling:
(a) For a community water system that is hauling water as
a permanent method of culinary water distribution, 150 points
shall be assessed. R309-550-10(1).
(b) For a non-community system that is hauling water as a
permanent method of culinary water distribution without approval
from the director, 150 points shall be assessed.
R309-550-10(2).
(c) For a water system, which has been granted an
exception to haul water, if any part of the water hauling
guidelines is not followed, 50 points shall be assessed.
R309-550-10.
R309-400-12. Reporting and Record Maintenance Issues.
Points may be assessed for failure to provide required
reports to the Director by the reporting deadline. The points
shall be assigned as the failure occurs and shall remain on
record for a period of one year.
(1) Monthly Reports:
(a) For each failure to report the monthly water
treatment plant report, 100 points shall be assessed.
(2) Quarterly Reports:
(a) For each failure to report the quarterly disinfection
report, 50 points shall be assessed.
(3) Annual and Other Reports:
(a) A public water system that fails to submit water use
data required by a state agency or fails to verify the accuracy
of the data by including a certification by a certified operator
or a professional engineer performing the duties of a certified
operator shall be assessed 50 points.
(b) Community water systems that fail to send a
certification to the Division stating how the consumer confidence
report was distributed to its customers as required in
R309-225-7(3), 10 points shall be assessed.
(c) Community water systems that fail to mail a copy of
the consumer confidence report to the Division as required in
R309-225-7(3), 10 points shall be assessed.
(d) A public water system that fails to submit operational
reports or other reports required by the Division shall be assessed
20 points.]
R309-400. Improvement Priority System and Public Water System Ratings.
R309-400-1. Purpose.
(1) The purpose of this rule is to establish the Improvement Priority System used by the division to assign compliance ratings to public water systems and to prioritize enforcement action based on points assessed for noncompliance with drinking water rules.
R309-400-2. Authority.
(1) This rule is promulgated by the Drinking Water Board as authorized by Title 19, Environmental Quality Code, Chapter 4, Safe Drinking Water Act, Subsection 104, of the Utah Code and in accordance with 63G, Chapter 3 of the same, known as the Administrative Rulemaking Act.
R309-400-3. Definitions.
(1) "Improvement Priority System (IPS)" is a point system used by the division to evaluate a public water system's performance and compliance with the drinking water rules in Title 309, Environmental Quality, Drinking Water .
(2) "Public Water System Rating" is assigned to a public water system by the director to characterize the water system's compliance with drinking water rules and overall operation and performance.
R309-400-4. Improvement Priority System -- Assessment of Points.
(1) The division shall:
(a) maintain and make public an improvement priority system (IPS) program that includes:
(i) a table specifying the number of points associated with each instance of noncompliance with a drinking water rule requirement and noncompliance with a directive or order issued by the director, and
(ii) the point thresholds for assigning an Approved or Not Approved rating to each type of public water system; and
(b) obtain approval from the Drinking Water Board for substantive revisions to the IPS program.
(2) The division incorporates by reference the IPS program dated August 27, 2019.
(3) Implementation of the IPS program approved by Drinking Water Board starts on January 1, 2020.
(4) The director may assess points to a public water system and take enforcement action in accordance with the implementation policy and the table of points based on:
(a) noncompliance with Title R309 of the Utah Administrative Code;
(b) noncompliance with a directive or order issued by the director; or
(c) operational practices or performance that may result in a threat to public health.
R309-400-5. Public Water System Ratings.
(1) The director may assign a rating to a public water system of:
(a) Approved based on the total number of points assessed for noncompliance;
(b) Not Approved based on:
(i) the total number of points assessed for noncompliance, or
(ii) an immediate public health threat; or
(c) Corrective Action based on a current, written agreement with the division to resolve underlying noncompliance according to a compliance schedule.
(2) A public water system shall maintain an Approved rating.
(3) A public water system with a Not Approved rating shall:
(a) take immediate action to resolve the noncompliance that resulted in the Not Approved rating; or
(b) enter into a written agreement with the division to resolve the noncompliance that resulted in the Not Approved rating according to a compliance schedule.
R309-400-6. Administrative Appeals.
(1) The assessment of points does not constitute a permit order per R305-7-102(1)(l) and may not be appealed pursuant to R305-7.
(2) The assignment of a rating to a public water system constitutes an initial order per R305-7-102(1)(g) and may be appealed by submitting, filing, and serving a written Request for Agency Action pursuant to R305-7-303 within 30 days of the date of the order issued by the director.
KEY: drinking water, environmental protection, water system rating, penalties
Date of Enactment or Last Substantive Amendment: [November 22, 2016]2019
Notice of Continuation: March 13, 2015
Authorizing, and Implemented or Interpreted Law: 19-4-104
Additional Information
More information about a Notice of Proposed Rule is available online.
The Portable Document Format (PDF) version of the Bulletin is the official version. The PDF version of this issue is available at https://rules.utah.gov/publicat/bull_pdf/2019/b20190915.pdf. The HTML edition of the Bulletin is a convenience copy. Any discrepancy between the PDF version and HTML version is resolved in favor of the PDF version.
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For questions regarding the content or application of this rule, please contact Jennifer Yee at the above address, by phone at 801-536-4216, by FAX at 801-536-4211, or by Internet E-mail at [email protected]; Rachael Cassady at the above address, by phone at 801-536-4467, by FAX at 801-536-4211, or by Internet E-mail at [email protected]. For questions about the rulemaking process, please contact the Office of Administrative Rules.